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U.S. SEC Proposal on Crypto Asset Broker-Dealer Rules Enters White House Review

2026-11-06 02:52

According to TechFlow, on November 6, the U.S. government regulatory information website disclosed that the proposal by the U.S. Securities and Exchange Commission (SEC) to amend broker-dealer financial responsibility, recordkeeping, and reporting rules for crypto assets is undergoing White House regulatory review.

Registration information shows that the proposal was submitted for review on November 3, is currently in the proposed rulemaking stage, and has regulatory number 3235-AN48.

Source: TechFlow